UNITED KINGDOM · PRODUCT PREVIEW
FCA application documents. From a structured base.
A proposed self-service toolkit of editable outlines, evidence registers and source maps for internal teams preparing questions and documents with their advisers. Not a finished policy pack and not yet available.
Read FCA research → Current toolkit →Product/research snapshot · 18 October 2026
PROPOSED CONTENTS
Workstreams and editable documents.
- Regulatory business-plan outline with prompts for firm-specific tailoring
- Cryptoasset records-management policy skeleton
- Financial-crime framework checklist and policy outline
- Governance, accountability, outsourcing and evidence register
- Document-to-official-FCA-requirement mapping sheet
- Optional safeguarding, stablecoin, trading-platform and staking/lending modules
Each proposed template is intended as a starting structure, to be tailored and reviewed by a suitably qualified adviser. It would not constitute a completed FCA application.
Independent general regulatory research, not legal, tax, investment or firm-specific licensing advice. Product plans and indicative prices are subject to change. Information reviewed 18 October 2026; follow the primary source for subsequent changes.